Qualified Investors Exemption

This exemption allows issuers to target professional investors and eligible counterparties while bypassing the need to prepare a full prospectus.

---

Who Qualifies as a Professional Investor?

• Entities and individuals who meet specific criteria set by MiFID II, such as:

  • Financial institutions, investment firms, and insurance companies.

  • Large corporations meeting financial thresholds (e.g., balance sheet size, turnover).

  • Individuals who meet wealth and experience thresholds, such as high-net-worth individuals (HNWI).

---

Offering Cap

• Unlimited—there is no maximum fundraising limit.

---

Restrictions

• Issuers must categorize investors and ensure they meet the qualifications of professional status under MiFID II.

• Retail investors cannot participate in offerings conducted under this exemption.

---

Compliance Notes

• A full prospectus is not required, significantly reducing regulatory costs and time.

• Issuers must maintain records of investor qualifications for audit and compliance purposes.

---

Why Choose This Framework?

The Qualified Investors Exemption is ideal for issuers targeting institutional investors and high-net-worth individuals, as it streamlines the compliance process while allowing unlimited fundraising.

---