EU: Qualified Investors Exemption
This exemption allows issuers to target professional investors and eligible counterparties while bypassing the need to prepare a full prospectus.
Who Qualifies as a Professional Investor?
Entities and individuals who meet specific criteria set by MiFID II, such as:
Financial institutions, investment firms, and insurance companies.
Large corporations meeting financial thresholds (e.g., balance sheet size, turnover).
Individuals who meet wealth and experience thresholds, such as high-net-worth individuals (HNWI).
How Much Money Can Be Raised?
There is no limit on the amount you can raise under the Qualified Investors Exemption.
Are There Any Restrictions?
Issuers must categorize investors and ensure they meet the qualifications of professional status under MiFID II.
Retail investors cannot participate in offerings conducted under this exemption.
Compliance Notes
A full prospectus is not required, significantly reducing regulatory costs and time.
Issuers must maintain records of investor qualifications for audit and compliance purposes.
Why Choose Qualified Investors Exemption?
The Qualified Investors Exemption is ideal for issuers targeting institutional investors and high-net-worth individuals, as it streamlines the compliance process while allowing unlimited fundraising.
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