EU: Qualified Investors Exemption

This exemption allows issuers to target professional investors and eligible counterparties while bypassing the need to prepare a full prospectus.

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Who Qualifies as a Professional Investor?

• Entities and individuals who meet specific criteria set by MiFID II, such as:

  • Financial institutions, investment firms, and insurance companies.

  • Large corporations meeting financial thresholds (e.g., balance sheet size, turnover).

  • Individuals who meet wealth and experience thresholds, such as high-net-worth individuals (HNWI).

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How Much Money Can Be Raised?

• There is no limit on the amount you can raise under the Qualified Investors Exemption.

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Are There Any Restrictions?

• Issuers must categorize investors and ensure they meet the qualifications of professional status under MiFID II.

• Retail investors cannot participate in offerings conducted under this exemption.

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Compliance Notes

• A full prospectus is not required, significantly reducing regulatory costs and time.

• Issuers must maintain records of investor qualifications for audit and compliance purposes.

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Why Choose Qualified Investors Exemption?

The Qualified Investors Exemption is ideal for issuers targeting institutional investors and high-net-worth individuals, as it streamlines the compliance process while allowing unlimited fundraising.

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