# Required Issuer Policies for Tokenized Offerings ## AML/KYC Policy (Anti-Money Laundering & Know Your Customer) Tokenized securities are regulated financial instruments. Issuers must screen and verify investors to prevent money laundering, terrorist financing, and identity fraud. **Key reasons to adopt and upload:** * Ensures compliance with FATF, MiCA, SEC, or other financial regulations * Required for onboarding investors in most jurisdictions * Enables whitelisting and permissioned access to tokens * Builds trust with platforms, custodians, and regulators *** ## Privacy Policy Issuers collect and store sensitive investor data (e.g., identity documents, wallet addresses, contact details). A clear privacy policy is legally required under GDPR, CCPA, and other data protection laws. **Key reasons to adopt and upload:** * Defines how investor data is collected, used, stored, and protected * Required to operate legally in most jurisdictions * Avoids fines and enforcement under global data privacy laws * Builds investor confidence in the issuer’s transparency and integrity *** ## Terms of Use Terms of Use outline the legal agreement between the issuer and the user/investor. They define access, token use, limitations of liability, dispute resolution, and platform rules. **Key reasons to adopt and upload:** * Provides a legal framework for using the token and any associated dashboard/platform * Protects the issuer from legal claims or misuse * Ensures token holders are aware of rights, responsibilities, and platform conditions * Aligns with investor onboarding and transaction compliance *** ## **Conflict of Interest Policy** A Conflict of Interest Policy defines how the issuer identifies, manages, and discloses situations where personal or financial interests could improperly influence decision-making in the tokenization project. **Key reasons to adopt and upload:** * Promotes transparency and integrity in the project’s governance and operations * Reduces the risk of biased decisions that could harm investors or stakeholders * Builds trust with regulators and investors by demonstrating responsible management * Aligns with best practices for corporate governance and regulatory compliance *** These documents are essential to operating legally, protecting the issuer, and gaining investor trust. They form the compliance foundation of any tokenized offering. *** --- # Agent Instructions: Querying This Documentation If you need additional information that is not directly available in this page, you can query the documentation dynamically by asking a question. Perform an HTTP GET request on the current page URL with the `ask` query parameter: ``` GET https://docs.stobox.io/tokenization_framework/phase-6-legal-documentation/required-issuer-policies-for-tokenized-offerings.md?ask= ``` The question should be specific, self-contained, and written in natural language. The response will contain a direct answer to the question and relevant excerpts and sources from the documentation. Use this mechanism when the answer is not explicitly present in the current page, you need clarification or additional context, or you want to retrieve related documentation sections.